Senior Compliance Officer - Compliance jobs in Malta - October 2024
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Senior Compliance Officer

Konnekt

Published on 16 Feb 2024

Expires in 2 days (17 Oct 2024)


Our client a leader in the Investment industry is looking for a Senior Compliance Officer to join their team

Responsibilities:

  • Review and validate client onboarding applications and conduct suitability assessments to ensure compliance with MIFID regulations and internal standards
  • Handle transfer requests, including those involving probate cases
  • Assist in preparing MFSA Conduct of Business Returns and support complaints handling
  • Maintain the Insider List for CCFG
  • Support data submissions to the MFSA and assist with KYC questionnaires for counterparties.
  • Oversee day-to-day compliance tasks
  • Conduct regulatory training sessions for employees, focusing on aspects such as the MFSA conduct of business rulebook.
  • Submit the List of Financial Instruments.
  • Assist with the annual review of procedures.
  • Support the Compliance Manager in preparing for MFSA visits and submissions as needed.

Requirements
  • Candidate need to have the MIFID Knowledge. Without such candidates cannot be considered for this role
  • Previous local or foreign experience in a similar role
  • Excellent written and oral skills in English
  • Able to analyze situations for compliance and business risk, and implement solutions to address and mitigate such risk
  • Experts in Regulatory Compliance
Education and Experience
  • Qualification related to Compliance
Benefits
  • Health Insurance
  • Gym discounts
  • Performance Bonus

Konnekt:
Established in 2007, Konnekt has grown into Malta's leading job agency. Our team is here to simplify your job search by presenting over 400 career options across various fields. We have robust connections with top employers in Malta, making us the ideal choice for anyone considering a career change.
At Konnekt, we believe in straightforward actions and staying true to our values. This commitment has been the driving force behind our success. Whether you're seeking new opportunities or exploring a different career path, we are your reliable partner throughout the process.
Our website provides more insights into our approach and the array of services we offer. Take a moment to explore and discover how Konnekt can be instrumental in shaping your professional journey.

salary
€35,000 to €45,000 / year
Salary
time
Full Time
Job Type
experience
Experienced (3 years +)
Experience Level
category
Compliance
Category
industry
Investment Services
Industry


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