Our client a leader in the Investment industry is looking for a Senior Compliance Officer to join their team
Responsibilities:
Review and validate client onboarding applications and conduct suitability assessments to ensure compliance with MIFID regulations and internal standards
Handle transfer requests, including those involving probate cases
Assist in preparing MFSA Conduct of Business Returns and support complaints handling
Maintain the Insider List for CCFG
Support data submissions to the MFSA and assist with KYC questionnaires for counterparties.
Oversee day-to-day compliance tasks
Conduct regulatory training sessions for employees, focusing on aspects such as the MFSA conduct of business rulebook.
Submit the List of Financial Instruments.
Assist with the annual review of procedures.
Support the Compliance Manager in preparing for MFSA visits and submissions as needed.
Requirements
Candidate need to have the MIFID Knowledge. Without such candidates cannot be considered for this role
Previous local or foreign experience in a similar role
Excellent written and oral skills in English
Able to analyze situations for compliance and business risk, and implement solutions to address and mitigate such risk
Experts in Regulatory Compliance
Education and Experience
Qualification related to Compliance
Benefits
Health Insurance
Gym discounts
Performance Bonus
Konnekt: Established in 2007, Konnekt has grown into Malta's leading job agency. Our team is here to simplify your job search by presenting over 400 career options across various fields. We have robust connections with top employers in Malta, making us the ideal choice for anyone considering a career change.
At Konnekt, we believe in straightforward actions and staying true to our values. This commitment has been the driving force behind our success. Whether you're seeking new opportunities or exploring a different career path, we are your reliable partner throughout the process.
Our website provides more insights into our approach and the array of services we offer. Take a moment to explore and discover how Konnekt can be instrumental in shaping your professional journey.
Our client a leader in the Investment industry is looking for a Senior Compliance Officer to join their team
Responsibilities:
Review and validate client onboarding applications and conduct suitability assessments to ensure compliance with MIFID regulations and internal standards
Handle transfer requests, including those involving probate cases
Assist in preparing MFSA Conduct of Business Returns and support complaints handling
Maintain the Insider List for CCFG
Support data submissions to the MFSA and assist with KYC questionnaires for counterparties.
Oversee day-to-day compliance tasks
Conduct regulatory training sessions for employees, focusing on aspects such as the MFSA conduct of business rulebook.
Submit the List of Financial Instruments.
Assist with the annual review of procedures.
Support the Compliance Manager in preparing for MFSA visits and submissions as needed.
Requirements
Candidate need to have the MIFID Knowledge. Without such candidates cannot be considered for this role
Previous local or foreign experience in a similar role
Excellent written and oral skills in English
Able to analyze situations for compliance and business risk, and implement solutions to address and mitigate such risk
Experts in Regulatory Compliance
Education and Experience
Qualification related to Compliance
Benefits
Health Insurance
Gym discounts
Performance Bonus
Konnekt: Established in 2007, Konnekt has grown into Malta's leading job agency. Our team is here to simplify your job search by presenting over 400 career options across various fields. We have robust connections with top employers in Malta, making us the ideal choice for anyone considering a career change.
At Konnekt, we believe in straightforward actions and staying true to our values. This commitment has been the driving force behind our success. Whether you're seeking new opportunities or exploring a different career path, we are your reliable partner throughout the process.
Our website provides more insights into our approach and the array of services we offer. Take a moment to explore and discover how Konnekt can be instrumental in shaping your professional journey.