Compliance Executive

Our client, a local CSP is seeking to recruit a Compliance Executive to join their Compliance team. The selected candidate will have the following responsibilities:

• Assisting the team in the developing, implementation, revising and updating of all forms, manuals, policies, procedures and templates
• Liaising with the other departments in relation to compliance, AML and financing of terrorism measures
• Assisting with the implementation of the organization's compliance monitoring program
• Assisting with the co-ordination of regulatory audits, inspections and visits
• Reporting regularly to the MLRO on all matters pertaining to compliance which also include anti money laundering and financing of terrorism measures
• Collecting, maintaining and regularly updating all data required to complete annual statutory filings in terms of licence requirements
• Challenging existing practices and procedures and recommending others to management in accordance with industry best practice
• Maintaining and regularly updating refused clients list, sanctions list etc.
• Promoting a culture of compliance within the company

• Previous experience within a similar role
• Hold a good understanding of the TCSP industry
• Excellent multitasker with an ability to work under pressure
• Fluency in English
• Possess a detail oriented and analytical mindset