Compliance Manager/ MLRO - Finance jobs in Malta - February 2024
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Compliance Manager/ MLRO


Published on 25 Oct 2023

Expires in 8 days (29 Feb 2024)

A reputable client of ours, operating and specialising within the investments services sector is seeking to recruit a Compliance Manager/ MLRO to join their team of professionals: 


  • Ensuring the company has proper documented standard operating procedures that are in line and comply fully with the relevant up-to-date regulatory requirements thereby helping to safeguard the company’s reputation
  • Preparing quarterly and annual compliance reports and presenting these directly to the board of directors and the Risk & Compliance Committee
  • Coordinating the completion of the BRA with the organization's external advisors
  • Maintaining a report of breaches and presenting these as part of the compliance report
  • Keeping abreast with all new regulations, carefully analyzing these and advising the board and management of the implications of the new regulations
  • Overseeing processes that may require change in order to adhere to the new regulations
  • Maintaining and executing an ongoing compliance program that covers all aspects of the business which is to be executed on a rolling basis
  • Submitting all the required reports to the regulators on a regular basis
  • Updating all the company’s policies and procedures and ensuring that they represent the forefront of best practices and good governance
  •  Liaising with the regulators and other authorities on any correspondence that the firm receives in respect to its obligations to the regulators
  • Keeping abreast and undergoing regular training to ensure the company is at the forefront of industry trends
  •  Leading a compliance team that reflects the size and nature of the company’s activities
Skill-sets and Requirements
  • Minimum of 3 years experience in a similar role, locally
  • Must have the ability to take initiative and be an excellent team player
  • Must be PQd or eligible
  • Excellent communication and interpersonal skills

€60,000 to €70,000 / year
Full Time
Job Type
Senior Management
Experience Level
Investment Services

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