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A reputable client of ours, operating and specialising within the investments services sector is seeking to recruit a Compliance Manager/ MLRO to join their team of professionals:
Duties:
Ensuring the company has proper documented standard operating procedures that are in line and comply fully with the relevant up-to-date regulatory requirements thereby helping to safeguard the company’s reputation
Preparing quarterly and annual compliance reports and presenting these directly to the board of directors and the Risk & Compliance Committee
Coordinating the completion of the BRA with the organization's external advisors
Maintaining a report of breaches and presenting these as part of the compliance report
Keeping abreast with all new regulations, carefully analyzing these and advising the board and management of the implications of the new regulations
Overseeing processes that may require change in order to adhere to the new regulations
Maintaining and executing an ongoing compliance program that covers all aspects of the business which is to be executed on a rolling basis
Submitting all the required reports to the regulators on a regular basis
Updating all the company’s policies and procedures and ensuring that they represent the forefront of best practices and good governance
Liaising with the regulators and other authorities on any correspondence that the firm receives in respect to its obligations to the regulators
Keeping abreast and undergoing regular training to ensure the company is at the forefront of industry trends
Leading a compliance team that reflects the size and nature of the company’s activities
Skill-sets and Requirements
Minimum of 3 years experience in a similar role, locally
Must have the ability to take initiative and be an excellent team player
Must be PQd or eligible
Excellent communication and interpersonal skills
Konnekt: Established in 2007, Konnekt has grown into Malta's leading job agency. Our team is here to simplify your job search by presenting over 400 career options across various fields. We have robust connections with top employers in Malta, making us the ideal choice for anyone considering a career change.
At Konnekt, we believe in straightforward actions and staying true to our values. This commitment has been the driving force behind our success. Whether you're seeking new opportunities or exploring a different career path, we are your reliable partner throughout the process.
Our website provides more insights into our approach and the array of services we offer. Take a moment to explore and discover how Konnekt can be instrumental in shaping your professional journey.
A reputable client of ours, operating and specialising within the investments services sector is seeking to recruit a Compliance Manager/ MLRO to join their team of professionals:
Duties:
Ensuring the company has proper documented standard operating procedures that are in line and comply fully with the relevant up-to-date regulatory requirements thereby helping to safeguard the company’s reputation
Preparing quarterly and annual compliance reports and presenting these directly to the board of directors and the Risk & Compliance Committee
Coordinating the completion of the BRA with the organization's external advisors
Maintaining a report of breaches and presenting these as part of the compliance report
Keeping abreast with all new regulations, carefully analyzing these and advising the board and management of the implications of the new regulations
Overseeing processes that may require change in order to adhere to the new regulations
Maintaining and executing an ongoing compliance program that covers all aspects of the business which is to be executed on a rolling basis
Submitting all the required reports to the regulators on a regular basis
Updating all the company’s policies and procedures and ensuring that they represent the forefront of best practices and good governance
Liaising with the regulators and other authorities on any correspondence that the firm receives in respect to its obligations to the regulators
Keeping abreast and undergoing regular training to ensure the company is at the forefront of industry trends
Leading a compliance team that reflects the size and nature of the company’s activities
Skill-sets and Requirements
Minimum of 3 years experience in a similar role, locally
Must have the ability to take initiative and be an excellent team player
Must be PQd or eligible
Excellent communication and interpersonal skills
Konnekt: Established in 2007, Konnekt has grown into Malta's leading job agency. Our team is here to simplify your job search by presenting over 400 career options across various fields. We have robust connections with top employers in Malta, making us the ideal choice for anyone considering a career change.
At Konnekt, we believe in straightforward actions and staying true to our values. This commitment has been the driving force behind our success. Whether you're seeking new opportunities or exploring a different career path, we are your reliable partner throughout the process.
Our website provides more insights into our approach and the array of services we offer. Take a moment to explore and discover how Konnekt can be instrumental in shaping your professional journey.