Regulatory Advisor (Insurance and Pension)

Our Client a leading local law firm is seeking to recruit an experienced person to perform the role of a Regulatory Advisor and form part of a team of lawyers and regulatory advisors dedicated to the insurance and pensions clients of the firm;

Responsibilities:

Assisting clients in regulatory processes such as:  

• Obtaining or extending a Licence 
• Passporting by services or establishment 
• Portfolio transfers/ Mergers & Acquisitions/ Re- domiciliations 
• Supporting of or provision of Compliance Officer duties 
• Developing required governance/compliance-related documentation, including policies and procedures manuals 
• Performing of gap analyses and compliance assessments 
• Reviewing or drafting of compliance reports 
• Provision of compliance training 

• At least 5 years' experience in providing advice and/or compliance support to insurance and/or pension clients
• At least 5 years' experience in the financial services industry, preferably in a compliance-related role

• Hold a legal or financial services qualification from a reputable professional or tertiary education institution

• Health insurance
• Car cash allowance