Head of Compliance

A reputable and highly regarded client of ours, specialised within the Finance and Corporate sectors, is looking to onboard a seasoned Head of Compliance to join their team of professionals. The designated person will be reporting to the Board of Directors, and responsibilities are as follows:

Duties:

• Implement and maintain compliance policies, procedures, manuals, and checklists; including updating such documents in line with regulatory developments and Group requirements
• Promptly address regulatory issues providing interpretation of applicable legislation and regulations
• Ensure the effective implementation and maintenance of compliance diaries
• Prepare compliance reports for Boards, and Compliance Committees
• Assist the MLRO with AML/CFT matters and other ad hoc requirements as necessary, also assisting with the completion of the Annual Compliance Report for submission to the Regulator
• Support employees on Data Protection matters in line with GDPR requirements, ensuring ongoing compliance with GDPR obligations 
• Promote and maintain a strong compliance culture across the organisation in line with all applicable legislation and regulatory requirements
• Support employees on regulatory and compliance related queries, including AML/CFT matters, also assisting and guiding the management team, where required, in relation to any external compliance services provided to clients

Requirements

• Minimum of five (5) years’ local experience in a similar compliance role within financial services
• Excellent verbal and written communication skills in English
• Strong working knowledge of applicable local legislation and regulatory frameworks

Education and Experience

• Must hold a Degree in Law, or a related discipline
• A professional qualification in compliance, finance, or a related field would be considered an asset

Benefits

• Life Insurance
• Health Insurance