Compliance Executive

About IFH Capital Trader Ltd

IFH Capital Trader Ltd is an authorized, licensed, and regulated investment firm under the Maltese Financial Services Authority (MFSA). We provide online investment services, including reception and transmission of orders, execution of client orders, custodian services, and foreign exchange linked to investment services.

Role Overview

We are seeking a Compliance Executive to join our team and support IFH Capital Trader Ltd in maintaining robust compliance with Maltese and EU regulatory standards. 

Key Responsibilities

• Establish priorities determined by compliance risk assessment ensuring that compliance risk is comprehensively monitored, including following a Compliance Monitoring Programmed designed in this respect;

• Review the Company’s operations/services under relevant legislation and set/update the internal guidelines / control measures and evaluate whether the Company’s organization/internal guidelines/control measures remain effective and appropriate;

• Monitor compliance with ESMA, MFSA and other applicable regulations requirements.

• Support preparation and maintenance of compliance-related documentation.

• Coordinate internal compliance audits and controls.

• To ensure that the providers, subsidiaries, outsourcing offices and representative offices of the Company as applicable, have taken all necessary measures for achieving full compliance with the provisions of the Companies Policies & Procedures.

• Respond to routine compliance queries and escalate complex issues.

• Coordinate the investigation and resolution of client queries, including responding to complaints.

• Collaborate with the Compliance Officer on risk assessments and regulatory notifications.

Qualifications

• Undergraduate degree in Law, Finance, Business, or related discipline preferred.

• Experience and knowledge of financial services regulations, within the Maltese or EU framework.

• Strong attention to detail.

• Good communication and organizational skills.

• Proficiency in Microsoft Office.

• Multilingual skills are a plus due to international cross-border activity.

What We Offer

• Competitive salary with benefits.

• Opportunity to grow within an internationally regulated financial services firm.

• Exposure to a broad range of investment and trading regulatory environments.