Senior Compliance Officer - Finance jobs in Malta - April 2024
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Senior Compliance Officer

Konnekt

Published on 16 Feb 2024

Expires in 10 days (30 Apr 2024)


Our client a leader in the Investment industry is looking for a Senior Compliance Officer to join their team

Responsibilities:

  • Review and validate client onboarding applications and conduct suitability assessments to ensure compliance with MIFID regulations and internal standards
  • Handle transfer requests, including those involving probate cases
  • Assist in preparing MFSA Conduct of Business Returns and support complaints handling
  • Maintain the Insider List for CCFG
  • Support data submissions to the MFSA and assist with KYC questionnaires for counterparties.
  • Oversee day-to-day compliance tasks
  • Conduct regulatory training sessions for employees, focusing on aspects such as the MFSA conduct of business rulebook.
  • Submit the List of Financial Instruments.
  • Assist with the annual review of procedures.
  • Support the Compliance Manager in preparing for MFSA visits and submissions as needed.

Requirements
  • Candidate need to have the MIFID Knowledge. Without such candidates cannot be considered for this role
  • Previous local or foreign experience in a similar role
  • Excellent written and oral skills in English
  • Able to analyze situations for compliance and business risk, and implement solutions to address and mitigate such risk
  • Experts in Regulatory Compliance
Education and Experience
  • Qualification related to Compliance
Benefits
  • Health Insurance
  • Gym discounts
  • Performance Bonus

salary
€35,000 to €45,000 / year
Salary
time
Full Time
Job Type
experience
Experienced (3 years +)
Experience Level
category
Finance
Category
industry
Investment Services
Industry


Financial & Business Analyst

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