Senior Compliance Officer - Finance jobs in Malta - April 2024
By using this site, you consent to the use of cookies to improve your user experience through analytics and personalised marketing efforts.

Senior Compliance Officer


Published on 16 Feb 2024

Expires in 10 days (30 Apr 2024)

Our client a leader in the Investment industry is looking for a Senior Compliance Officer to join their team


  • Review and validate client onboarding applications and conduct suitability assessments to ensure compliance with MIFID regulations and internal standards
  • Handle transfer requests, including those involving probate cases
  • Assist in preparing MFSA Conduct of Business Returns and support complaints handling
  • Maintain the Insider List for CCFG
  • Support data submissions to the MFSA and assist with KYC questionnaires for counterparties.
  • Oversee day-to-day compliance tasks
  • Conduct regulatory training sessions for employees, focusing on aspects such as the MFSA conduct of business rulebook.
  • Submit the List of Financial Instruments.
  • Assist with the annual review of procedures.
  • Support the Compliance Manager in preparing for MFSA visits and submissions as needed.

  • Candidate need to have the MIFID Knowledge. Without such candidates cannot be considered for this role
  • Previous local or foreign experience in a similar role
  • Excellent written and oral skills in English
  • Able to analyze situations for compliance and business risk, and implement solutions to address and mitigate such risk
  • Experts in Regulatory Compliance
Education and Experience
  • Qualification related to Compliance
  • Health Insurance
  • Gym discounts
  • Performance Bonus

€35,000 to €45,000 / year
Full Time
Job Type
Experienced (3 years +)
Experience Level
Investment Services

Financial & Business Analyst

Send me Similar Jobs