Compliance Assistant Manager - Finance jobs in Malta - February 2024
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Compliance Assistant Manager

Konnekt

Published on 07 Sep 2023

Expires in 1 day (29 Feb 2024)


A reputable client of ours specialising in the Financial Services industry is currently looking to onboard a Compliance Assistant Manager to join their team of professionals:

Duties:

  • Assisting the Compliance Officer and MLRO in maintaining and developing a compliance culture with all legislation and regulations applicable to the Company
  • Supporting the Compliance Officer and MLRO in directing the compliance function
  • Assisting in implementing policies and procedures and checklists including updating such documents in line with regulatory developments and the Company’s requirements
  • Ensuring the meeting of regulatory submission deadlines
  • Assisting in the organisation and provision of staff training
  • Supporting the employees on regulatory queries including matters related to AML/CFT and Data Protection
  • Tackling regulatory issues and interpretation of applicable legislation and/or regulations
  • Assisting the Compliance Officer and MLRO with the review of the Business Risk Assessment and overseeing Risk Evaluation Questionnaire submissions
  • Assisting in the review of the Client Risk Assessment methodology
  • Assisting in the preparation of Compliance Reports for Board of Director meetings
  • Carrying out the Compliance Monitoring Programme, as well as out-of-jurisdiction risk assessments
  • Devising sample-based compliance reviews of files and recommending action to be taken on findings
  • Reviewing and approving legislative and regulatory update reports 
  • Assisting the Compliance Officer and MLRO with AML/CFT and any other ad hoc issues as required

 

Skill-sets and Requirements
  • Must have solid experience in Regulatory Compliance (meaning compliance of MFSA-regulated entities operating in the MiFID investment firms sector)
  • Minimum 5 years’ experience in a Compliance related role
  • Must have excellent communication skills in English, both written and verbal
  • Capable of working within a team, managing multiple tasks and working against stringent deadlines
Education & Experience
  • Bachelors ́ level (MQF Level 6) education in law, finance, accounting, economics or related discipline
  • Compliance-related qualifications, such as those awarded by the International Compliance Association (ICA)

salary
€35,000 to €45,000 / year
Salary
time
Full Time
Job Type
experience
Middle Management
Experience Level
category
Finance
Category
industry
Investment Services
Industry



Finance and Compliance Associate

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