Senior Regulatory Executive - Compliance jobs in Malta - June 2024
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Senior Regulatory Executive

Deriv (Europe) Ltd , Central Malta

Published on 11 May 2023

Expired on 10 Jun 2023


Deriv (Europe) Ltd in Malta is currently looking to recruit a Senior Regulatory Executive to join their team on a full-time basis.

Job Description:
As a Senior Regulatory Executive, your role will involve ensuring that Deriv Group fulfils all its legal and regulatory obligations as per its respective licenses. You will be responsible for implementing and monitoring internal controls to ensure compliance with regulatory requirements. Your expertise in regulations surrounding investment services, payment service providers, and electronic money institutions will be critical in this role. You will report to the Regulatory Team Leads.

Your challenges:

  • Ensure Deriv remains compliant with regulations. Maintain awareness of regulatory developments within and outside of the company.
  • Keep abreast of evolving best practices in compliance controls.
  • Engage in the fulfilment and delivery of compliance programs and compile compliance reports.
  • Monitor legislative and regulatory developments that may affect Deriv Group and its operations. Disseminate relevant information to key stakeholders and provide recommendations where applicable.
  • Support the implementation and monitoring of internal controls to ensure compliance with regulatory requirements.
  • Create, maintain, and implement compliance-related policies, conduct internal compliance reviews, and perform legislative gap analyses.
  • Prepare risk assessments to support the decision-making process for risk mitigation.
  • Compile regulatory reports, including information requests, data, and responses to Consultation Papers, as required.
  • Participate in onsite/remote internal/external meetings and conferences with other teams, regulatory authorities, or other external parties as required to exchange information and develop relationships and processes in the team's/company's interest.


Requirements:

  • 3+ years of experience in Regulatory
  • A university degree in commerce, law, or risk management
  • Significant understanding of legal and regulatory compliance
  • In-depth understanding of the regulatory frameworks surrounding investment services
  • Competence in drafting and reviewing legal documents and preparing license applications
  • Proficiency in Microsoft Office and other major office suites
  • A knack for absorbing and comprehending compliance matters in international jurisdictions
  • Strong interpersonal skills and the capability to work with all levels of personnel with a high degree of integrity and maturity
  • Attention to detail, excellent organizational skills, with the ability to work on multiple priorities simultaneously
  • A can-do attitude with an eagerness to learn and develop your career
  • Excellent spoken and written English communication skills.

What’s good to have:
  • Diploma in Governance Risk and Compliance from the International Compliance Association (ICA) or equivalent qualifications in the compliance field
  • Knowledge of the MiFID regime and other EU legislations, including EMIR, MiFIR, and MAR
  • Awareness of fintech solutions-related developments and the applicable legislation that may affect Deriv Group.


Benefits:

  • Market-based salary
  • Annual performance bonus
  • Health benefits
  • Casual dress code
  • Travel and Internet allowances.


Deriv (Europe) Ltd:
Why work at Deriv?
Deriv Group is one of the largest brokers in the world, with over 1,200 team members and 20 global offices. In a journey spanning more than 22 years, we have designed and implemented proprietary trading products and services, growing our markets to over 2.5 million customers worldwide. Our mission has remained the same throughout to make trading accessible to anyone, anywhere. Deriv Life and Deriv Careers illustrate our focus on client satisfaction, excellence, innovation, and, most importantly, integrity. Join us to experience the excitement of a fast-paced, collaborative environment where we challenge ourselves to push the boundaries of what’s possible in the fintech industry.

By submitting your application, you acknowledge and agree that we may collect, store, and use the information you provide solely for the purpose of assessing your suitability for the position and conducting associated recruitment activities, such as reference and background checks. Please take a moment to review our [privacy policy - https://eu.deriv.com/regulatory/Job_application_privacy_policy_.pdf] to gain a better understanding of how we process your personal data and learn about your data protection rights.


time
Full Time
Job Type
experience
Intermediate (1-3 years), Experienced (3 years +)
Experience Level
category
Compliance
Category
industry
Financial Services
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