Regulatory Compliance Executive - Compliance jobs in Malta - April 2024
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Regulatory Compliance Executive

Deriv (Europe) Ltd , Central Malta

Published on 10 Jan 2023

Expired on 09 Feb 2023

Deriv (Europe) Ltd in Malta is looking to recruit a Regulatory Compliance Executive to join their team on a full-time basis.

Job Role:
You’ll be part of our Compliance team, where we manage regulatory compliance within the company. We perform a wide range of tasks, such as ensuring operational compliance with regulations, assisting with regulatory audits and annual statutory audits, conducting anti-fraud checks on clients, and analyzing trade and payment activities for abuse. Our work is essential to the company’s sustainability and ambition.

As a Regulatory Compliance Executive at Deriv, you’ll work with the Head of Compliance to ensure that our global group of companies fully conforms to relevant national and international laws and regulations. These include ABC, AML, GDPR, MiFID II, investment firm regulations and directives, and more. Your experience and expertise will be crucial in ensuring our compliance in all the regions we operate.

Your Challenges
Help the team with:

  • Creating and enforcing compliance policies
  • Conducting regulatory risk management assessments
  • Documenting and reviewing operational procedures
  • Performing annual statutory and regulatory audits
  • Keep everyone in the company updated on the latest practices in regulatory compliance
  • Organize company-wide training sessions to communicate key changes and ensure everyone has a sound understanding of regulatory compliance
  • Review and monitor business contracts and agreements for our global group of companies
  • Implement necessary changes to our internal policies to manage and mitigate compliance risks.

  • A bachelor’s degree in commerce (or any business-related field), law, or risk management
  • A good understanding of corporate, legal, or regulatory compliance
  • A thorough understanding of the industry’s regulatory framework (such as ABC, AML, GDPR, and MiFID II)
  • Proficiency in MS Office
  • The ability to draft and review legal documents and prepare license applications
  • Strong analytical and organizational skills with a proactive approach to problem-solving
  • The ability to absorb and understand various compliance matters in international jurisdictions
  • Outstanding interpersonal skills
  • Excellent spoken and written English communication skills.

What’s good to have:
  • ICA International Advanced Certificate in Regulatory Compliance
  • ICA International Diploma in Governance, Risk, and Compliance
  • Be up-to-date with the developments of fintech solutions and the applicable legislation that may affect our group of companies.

  • Market-based salary
  • Annual performance bonus
  • Health benefits
  • Casual dress code
  • Travel and internet allowances

Join us. Grow with us.

Deriv (Europe) Ltd:
We’re Deriv. We’re all about trading. We’re the geeky upstarts who pioneered an industry. That was more than 20 years ago, and we’re still going strong. Today, we work across continents and serve over two million traders from around the globe.

Full Time
Job Type
Intermediate (1-3 years), Fresh Graduate, Middle Management
Experience Level
Financial Services

Compliance/Risk officer

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