Regulatory Compliance Executive

Deriv (Europe) Ltd. in Malta is looking to recruit a Regulatory Compliance Executive to join their team on a full-time basis.

Job Role:
You’ll be part of our Compliance team, where we manage regulatory compliance within the company. We perform a wide range of tasks, such as ensuring operational compliance with regulations, assisting with regulatory audits and annual statutory audits, conducting anti-fraud checks on clients, and analysing trade and payment activities for abuse. Our work is essential to the company’s sustainability and ambition.

As a Regulatory Compliance Executive at Deriv, you’ll work with the Head of Compliance to ensure that our global group of companies fully conforms to relevant national and international laws and regulations. These include ABC, AML, GDPR, MiFID II, investment firm regulations and directives, and more. Your experience and expertise will be crucial in ensuring our compliance in all the regions we operate.

Your Challenges
Help the team with:

• Creating and enforcing compliance policies
• Conducting regulatory risk management assessments
• Documenting and reviewing operational procedures
• Performing annual statutory and regulatory audits
• Keep everyone in the company updated on the latest practices in regulatory compliance
• Organize company-wide training sessions to communicate key changes and ensure everyone has a sound understanding of regulatory compliance
• Review and monitor business contracts and agreements for our global group of companies
• Implement necessary changes to our internal policies to manage and mitigate compliance risks.

• A bachelor’s degree in commerce (or any business-related field), law, or risk management
• A good understanding of corporate, legal, or regulatory compliance
• A thorough understanding of the industry’s regulatory framework (such as ABC, AML, GDPR, and MiFID II)
• Proficiency in MS Office
• The ability to draft and review legal documents and prepare licence applications
• Strong analytical and organisational skills with a proactive approach to problem-solving
• The ability to absorb and understand various compliance matters in international jurisdictions
• Outstanding interpersonal skills
• Excellent spoken and written English communication skills.

• ICA International Advanced Certificate in Regulatory Compliance
• ICA International Diploma in Governance, Risk, and Compliance
• Be up-to-date with the developments of fintech solutions and the applicable legislation that may affect our group of companies.

• Market-based salary
• Annual performance bonus
• Health benefits
• Casual dress code
• Travel and internet allowances

Deriv (Europe) Ltd:
Founded in 1999, Deriv.com is a pioneer in online trading. We enable our customers to trade on the world’s financial markets. Focused on customer-centric solutions, we aspire to be the world’s leading online trading service provider. A career at Deriv offers you the opportunity to make an impact in a fast-growing organisation that’s at the cutting edge of online trading technology.