Compliance Specialist

Our client, a renowned global company, is looking to recruit a Compliance Specialist in either AML/Due Diligence or Regulatory Compliance

Responsibilities:

• Providing management with AML/CTF static data and statistics;
• Monitor for exceptions in AML/CTF related static data;
• Monitor sanctions updates and developments and help ensure the bank is compliant;
• Maintain a good relationship with regulators and authorities and respond to queries from Financial Institutions, Regulators and other prevalent Authorities;
• Ongoing learning and adherence of departmental policies and procedures in conjunction with AML/CTF proficiency;
• Transaction Monitoring and Payment Filtering and assistance with the calibration of the systems used;
• Vetting of invoices or other transaction supporting documentation;
• Assist the MLRO with investigations;
• External fraud investigation and reporting;
• Liaise with business units to facilitate alignment of business and regulatory requirements;
• Assist in the reporting to management on regulatory compliance information/data;
• Assist with the development and implementation of the Annual Compliance Plan;
• Review and maintenance of key compliance policies, ensuring scope and application is clear;
• Monitor events listed in the REM and follow-up on overdue actions or those due for completion;
• Assist with the facilitation and management of the subsidiaries oversight process, including AML/CFT and sanctions;
• Creation and maintenance of the regulatory compliance registers;
• Daily distribution of regulatory updates;
• Reporting of operational incidents; and
• Specific projects from time to time