Compliance Senior Executive

A client of ours specialising in Financial Services is urgently seeking a Compliance Senior Executive to join their team of professionals:

Duties:

• Supervising and controlling the day-to-day activity of the Company to ensure all functions comply with applicable regulatory and compliance obligations
• Ensuring management and employees are up to date with the latest compliance laws and regulations
• Providing relevant advice to the Company stakeholders on all compliance matters
• Working with the MLRO to report on any compliance infringements
• Reviewing and updating the Company’s practices to identify possible risks
• Ensuring all employees are up to date with the latest compliance laws and regulations
• Be the main point of contact for all legal requirements within the Company
• Ensuring all regulatory reporting obligations to which the Company is subject are submitted correctly in a timely manner
• Responsible for the Company complying with all applicable licensing  conditions deriving from local laws and EU Directives
• Representing the Company as the principal point of contact for applicable competent authorities 
• Keeping up to date with evolving regulations and engaging in continuous learning and development regarding changes in rules and regulations that would require to be deployed

• Must be PQd by the MFSA as a Compliance Officer, or eligible to be (this is non negotiable)
• Excellent verbal and written communication skills in English
• Strong analytical skills, with a high level of attention to detail
• Experience in dealing with regulatory bodies on all compliance matters
• Minimum of 3 years' experience in a management role witin a regulated financial services entity or with the local regulatory body

• In possession of a higher degree from a recognized educational body in Law and/or Finance/Banking

• Private Healthcare & Dental
• Flexible working hours