Compliance Officer - Compliance jobs in Malta - February 2023
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Compliance Officer

Konnekt

Expires in 18 days (22 Feb 2023)


Our client a consultant within the Compliance aspect is looking for a Compliance Officer to join their small team 

Responsibilities: 

  • Dealing with a portfolio of clients operating in Funds, MIFIDS, UCITS, amongst others. 
  • Completion of compliance tasks and identification and reporting of areas of improvement
  • Act as the main point of contact with the various regulators
  • Be responsible for compliance-related audits; complete the regulatory filings and other relevant bodies as required.
  • Monitor client acceptance, conduct an ongoing review of client files, transaction monitoring, and risk review
  • Review and assess compliance breaches
  • Develop and implement the risk and compliance framework
  • Undertake such other duties as directed by the Director of the company
Skill-sets and Requirements
  • A minimum of 5 years experience in a similar role
  • Eligable to be PQ'd by the MFSA
  • Able to communicate well with the team and the Director
  • Able to meet deadlines
Education & Experience
  • Relevant qualifications to Compliance

salary
€55,000 to €65,000 / year
Salary
time
Full Time
Job Type
experience
Experienced (3 years +)
Experience Level
category
Compliance
Category
industry
Financial Services
Industry



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