Compliance Officer

Our client a consultant within the Compliance aspect is looking for a Compliance Officer to join their small team 

Responsibilities: 

• Dealing with a portfolio of clients operating in Funds, MIFIDS, UCITS, amongst others. 
• Completion of compliance tasks and identification and reporting of areas of improvement
• Act as the main point of contact with the various regulators
• Be responsible for compliance-related audits; complete the regulatory filings and other relevant bodies as required.
• Monitor client acceptance, conduct an ongoing review of client files, transaction monitoring, and risk review
• Review and assess compliance breaches
• Develop and implement the risk and compliance framework
• Undertake such other duties as directed by the Director of the company

• A minimum of 5 years experience in a similar role
• Eligable to be PQ'd by the MFSA
• Able to communicate well with the team and the Director
• Able to meet deadlines

• Relevant qualifications to Compliance