This job is closed and no longer accepting applications.
Our Client a leading corporate service provider is currently looking for a Compliance Executive to compliment their team.
Responsibilities
Act as a central point of contact for all information on compliance-related issues (e.g. breach of regulation, non-respect of procedures, conflict of interest)
Assist in the periodic updating of the Business Risk Assessment to support a risk-based approach to the prevention of money laundering/terrorist financing
Maintain and update the firm’s compliance program monitoring program
Oversee the maintenance of CDD/KYC/AML/CTF process including the scheduling of reviews, coordinate the review of the client files and prepare the Client Risk Assessments
Handle all AML reporting requirements to the FIAU
Periodically audit processes, practices, and documents to identify weaknesses, and create sound internal controls to monitor adherence to the same
Review all legislative, regulatory, and corporate governance developments or changes that might affect the company and its operations on an ongoing basis and where applicable, disseminate this information within the advisory team
Act as the company’s focal point in relation to the submissions and correspondence with MFSA
Experience and Education
Applicants need to have at least 3 years in a similar role preferably a corporate services entity
Well versed with the internal and external obligations and reporting requirements pertaining to the compliance function
Applicants would also need to be proficient in communicating in English & Maltese
Compliance related certifications would be considered an asset
Our Client a leading corporate service provider is currently looking for a Compliance Executive to compliment their team.
Responsibilities
Act as a central point of contact for all information on compliance-related issues (e.g. breach of regulation, non-respect of procedures, conflict of interest)
Assist in the periodic updating of the Business Risk Assessment to support a risk-based approach to the prevention of money laundering/terrorist financing
Maintain and update the firm’s compliance program monitoring program
Oversee the maintenance of CDD/KYC/AML/CTF process including the scheduling of reviews, coordinate the review of the client files and prepare the Client Risk Assessments
Handle all AML reporting requirements to the FIAU
Periodically audit processes, practices, and documents to identify weaknesses, and create sound internal controls to monitor adherence to the same
Review all legislative, regulatory, and corporate governance developments or changes that might affect the company and its operations on an ongoing basis and where applicable, disseminate this information within the advisory team
Act as the company’s focal point in relation to the submissions and correspondence with MFSA
Experience and Education
Applicants need to have at least 3 years in a similar role preferably a corporate services entity
Well versed with the internal and external obligations and reporting requirements pertaining to the compliance function
Applicants would also need to be proficient in communicating in English & Maltese
Compliance related certifications would be considered an asset