AML and Compliance Assistant

Working within the financial services pillar, the AML & Compliance Assistant will act as a liaison between the lawyers and advisors in the respective groups and the Compliance team by:

• conducting AML and KYC checks on new clients at onboarding stage
• completing the customer profile on the KYC Portal in liason with the relationship lawyer
• obtaining the letter of engagement and job form
• collating the standard CDD in accordance with the CDD manual and liaising directly with clients
• performing the required searches and escalating where required
• checking the CDD documents for integrity, accuracy and quality, including the customer onboarding forms
• uploading the standard CDD to the KYC Portal
• informing the Compliance team when profile and standard CDD is complete
• following up on any AML measures suggested by Compliance team.