Compliance Executive - Legal jobs in Malta - October 2019

Compliance Executive

at

Konnekt
SALARY:
€28,000 to €30,000 / year
JOB TYPE: Full Time JOB LEVEL: Experienced
CATEGORY:
Legal

One of our clients, a leading provider of compliance services in Malta, is seeking to recruit a Compliance Executive to join their company:

Responsibilities:

  • Monitoring EU and local regulatory developments and interpreting new regulations that are applicable in the funds and investment services industry;
  • Conducting on-site and off-site reviews;
  • Ensure that onsite compliance reviews are carried out according to plan;
  • Identifying and assessing compliance risk and proposing manners how to mitigate it;
  • Developing an annual compliance monitoring plan for clients;
  • Identifying internal deficiencies and weaknesses and recommending corrective actions;
  • Follow up to ensure that the necessary changes have been implemented in a timely manner;
  • Identify and propose IT systems and operational processed for the clients as part of their mitigation efforts to reduce compliance risk;
  • Drafting policies and procedures for clients;
  • Liaising and assisting clients on an ongoing basis on compliance related issues;
  • Compiling Compliance Reports;
  • Occupy the role of ‘Compliance Officer’ in terms of applicable regulations.

Requirements:

  • Minimum MQF Level 6 qualification in law, finance, compliance or equivalent;
    • Candidates holding a degree in law will be given preference;
  • Minimum of 2 years previous local experience within the financial services industry;
  • Good understanding of current laws, rules, regulations and directives impacting funds and investment services.

Skills:

  • Excellent verbal and written communication skills in English;
  • Strong analytical and time management skills;
  • Good leadership skills;
  • Ability to work on own initiative and under pressure, with minimum supervision;
  • Computer literate, especially with the use of Microsoft Office Package;
  • Willingness to learn and remain updated.

Job reference: QM529

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