Regulatory Executive

Our client, a prestigious law firm is seeking to recruit a Regulatory Executive to join their team of professionals.

Responsibilities:

• Supporting the regulatory team in the compilation of license applications including the compilation of the relevant application forms and ancillary documentation
• Providing support to the regulatory team in compiling requests for authorizations submitted to the MFSA and other regulatory authorities
• Coordinating and collecting all information and documentation required in connection with submissions to be made to the MFSA and other regulatory authorities
• Assisting clients with the compilation of personal questionnaires and required due diligence
• Corresponding with the client to provide guidance on any additional information/documentation required to complete any application to be made to the MFSA and other regulatory authorities
• Assisting the team in formulating internal procedures governing the work flow processes of the team
• Preparing meeting packs for board and committee meetings of regulated entities
• Attending board and committee meetings of regulated entities and drafting of board and committee minutes
• Assisting clients in their compliance monitoring program and providing them with assistance with regulatory queries
• Assisting the team in compiling compliance reports and other related matters
• Assisting clients with any ongoing communications with approvals by regulatory authorities required in terms of the applicable regulations