Regulatory Advisor (Insurance and Pension)

Our Client a leading local law firm is seeking to recruit an experienced person to perform the role of a regulatory advisor and form part of a team of lawyers and regulatory advisors dedicated to the insurance and pensions clients of the firm;

Responsibilities:

Assisting clients in regulatory processes such as:

• Obtaining or extending a Licence
• Passporting by services or establishment
• Portfolio transfers/ Mergers & Acquisitions/ Re- domiciliations
• Supporting of or provision of Compliance Officer duties
• Developing required governance/compliance-related documentation, including policies and procedures manuals
• Performing of gap analyses and compliance assessments
• Reviewing or drafting of compliance reports
• Provision of compliance training

• have at least 5 years' experience in providing advice and/or compliance support to insurance and/or pension clients; or.
• have at least 5 years' experience in the financial services industry, preferably in a compliance-related role.

• hold a legal or financial services qualification from a reputable professional or tertiary education institution;