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Our Client a leading Financial Institution is seeking to recruit an Investments Officer to join their team of professionals.
Responsibilities
To manage client’s investment holdings. Engage with clients and provide investment advice in accordance with bank parameters/ policies.
To actively engage in customer acquisition tactics to attract new clients for Investments/ Insurance/ pensions
To ensure that internal policies and risk and control procedures are observed on a day-to-day basis and corrective action devised to address processes and control deficiencies. Any shortfalls are to be reported to the Compliance Manager.
To ensure that regulatory and compliance obligations are met with the assigned clients and their investment portfolios.
To keep updated on prevailing economic and investment scenario and contribute to the internal research function of the Investment Distribution Unit.
To sit on the Investment Distribution Committee, if requested.
To develop the client data base through effective networking and other customer acquisition strategies.
To identify prospects for transactions with limits which exceed their authorised limits and forward the leads to Private Clients section.
To submit any reports and/or supervise any projects and activities as may be directed from time to time.
To ensure compliance with Bank’s policies, guidelines and underlying procedures at all times.
To assist his/her superior in the preparation of the unit’s business plan and underlying budgets if requested.
To perform standard office tasks including processing mail, answering phone calls, ordering supplies and filing.
To perform any other duties that may be reasonably assigned from time to time.
Skill-sets and Requirements
Highly conversant with the Investments Regulatory environment.
Possess a number of years working experience in the Investment field coupled with a theoretical background in Investment.
Fluency in Maltese and English
Willing to work on Saturdays
Education & Experience
Holds a benchmark qualification recognised by the MFSA in order to hold an Investment Advisory license. However candidates who are yet to read for their DIPFA would still be considered
Our Client a leading Financial Institution is seeking to recruit an Investments Officer to join their team of professionals.
Responsibilities
To manage client’s investment holdings. Engage with clients and provide investment advice in accordance with bank parameters/ policies.
To actively engage in customer acquisition tactics to attract new clients for Investments/ Insurance/ pensions
To ensure that internal policies and risk and control procedures are observed on a day-to-day basis and corrective action devised to address processes and control deficiencies. Any shortfalls are to be reported to the Compliance Manager.
To ensure that regulatory and compliance obligations are met with the assigned clients and their investment portfolios.
To keep updated on prevailing economic and investment scenario and contribute to the internal research function of the Investment Distribution Unit.
To sit on the Investment Distribution Committee, if requested.
To develop the client data base through effective networking and other customer acquisition strategies.
To identify prospects for transactions with limits which exceed their authorised limits and forward the leads to Private Clients section.
To submit any reports and/or supervise any projects and activities as may be directed from time to time.
To ensure compliance with Bank’s policies, guidelines and underlying procedures at all times.
To assist his/her superior in the preparation of the unit’s business plan and underlying budgets if requested.
To perform standard office tasks including processing mail, answering phone calls, ordering supplies and filing.
To perform any other duties that may be reasonably assigned from time to time.
Skill-sets and Requirements
Highly conversant with the Investments Regulatory environment.
Possess a number of years working experience in the Investment field coupled with a theoretical background in Investment.
Fluency in Maltese and English
Willing to work on Saturdays
Education & Experience
Holds a benchmark qualification recognised by the MFSA in order to hold an Investment Advisory license. However candidates who are yet to read for their DIPFA would still be considered