Senior AML Executive

Our client, a multidisciplinary firm providing corporate, trusteeship and fiduciary services to clients around the world, are looking for a Senior AML Executive to join their Legal and Compliance team.

Responsibilities:

• Supervision of client onboarding processes and dealing with internal requests received
• Completing regulatory returns including the certificate of compliance and ad hoc questionnaires
• Supervision of periodic reviews carried out on client files - CDD and ongoing monitoring (transactions and activities)
• Preparation of REQs and ACRs to be then reviewed by compliance officer, MLRO and the Board of Directors
• Assisting Compliance Officer with material for training on a practical basis, from cases seen daily
• Review of onsite visit reports and preparation of replies therto, as well as assisting in the implementation of any required actions to be taken following the onsite visit report, to submit to compliance officer
• Review of BRA and general Risk Assessment, which identifies all risks associated with its business model and target markets, under the supervision of the board of directors and MLRO
• Review of Risk Policy and Risk Register, as well as controls, processes and mechanisms to manage risks, under the supervision of person responsible for risk
• Assist with maintenance of ICT policies and procedures
• Carrying out and supervision of GDPR reviews together with periodic reviews
• Keep compliance file for internal licenced entities updated
• Manage the internal compliance team effectively