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One of our key clients, a multi-jurisdictional player in the financial services sector, is looking to engage a Head of Legal and Compliance to join its team of professionals.
Duties:
Implementing compliance policies, procedures, manuals, and checklists including updating such documents in line with regulatory developments and the Group’s requirements
Ensuring the implementation of compliance diaries
Implementing/carrying out tasks emanating from multiple compliance monitoring programs
Supporting the employees on regulatory queries including matters related to AML/CFT
Preparation of compliance reports for Boards and Compliance Committees
Tackling regulatory issues and interpretation of applicable legislation and/or regulations
Assisting the respective MLRO with AML/CFT and any other ad hoc issues as required
Assisting the respective MLRO with the completion of the Annual Compliance Report for the FIAU
Supporting employees on matters pertaining to Data Protection in line with GDPR
Ensuring compliance with the ongoing application and monitoring of GDPR requirements
Maintaining and developing a compliance culture with all legislation and regulations applicable to the company
Supporting the management team when/if necessary on any external compliance services that may be provided to clients
One of our key clients, a multi-jurisdictional player in the financial services sector, is looking to engage a Head of Legal and Compliance to join its team of professionals.
Duties:
Implementing compliance policies, procedures, manuals, and checklists including updating such documents in line with regulatory developments and the Group’s requirements
Ensuring the implementation of compliance diaries
Implementing/carrying out tasks emanating from multiple compliance monitoring programs
Supporting the employees on regulatory queries including matters related to AML/CFT
Preparation of compliance reports for Boards and Compliance Committees
Tackling regulatory issues and interpretation of applicable legislation and/or regulations
Assisting the respective MLRO with AML/CFT and any other ad hoc issues as required
Assisting the respective MLRO with the completion of the Annual Compliance Report for the FIAU
Supporting employees on matters pertaining to Data Protection in line with GDPR
Ensuring compliance with the ongoing application and monitoring of GDPR requirements
Maintaining and developing a compliance culture with all legislation and regulations applicable to the company
Supporting the management team when/if necessary on any external compliance services that may be provided to clients