Compliance Officer & MLRO

A client of ours is currently seeking a Compliance Officer & MLRO to join their growing team:

Duties:

• Develops, initiates, maintains, and revises policies and procedures to ensure compliance with legal and regulatory obligations
• Manages day-to-day operation of the compliance and MLRO function, including oversight of implementation and adherence to the Compliance Manual of the Company 
• Provision of advice and assistance to the Company on compliance and anti-money laundering matters 
• Develops and updates a regulatory and statutory reporting program and liaises with departments within the Company and/or Group and third-party service providers to ensure timely and accurate regulatory reporting 
• Maintains compliance registers and the Compliance Monitoring Programme as required by statutory and regulatory requirements 
• Collaborates and liaises with internal departments, regulators, authorities, and external service providers to resolve legal and compliance issues 
• Identifies potential areas of compliance vulnerability and risk 
• Performs and/or supports client onboarding and periodic due diligence procedures 
• Enforces the anti-money laundering (AML) standards and assesses unusual or suspicious transactions