Our Client, a boutique compliance advisor who specializes in funds and investment is seeking to recruit a Compliance Officer to join a tight-knit team of professionals.
Responsibilities:
● Advising a portfolio of clients predominantly ranging within in funds and investment in relation to compliance matters
● Be involved in delivering compliance training to clients
● Work closely with the founder of the business on ad hoc projects as may be required by clients
● Working closely with the regulators on behalf of clients, as well as keeping abreast with any legislative developments concerning the industry
● May be appointed as a compliance officer on behalf of a client who may require the service