Compliance Manager - Governance & Control - Compliance jobs in Malta - March 2024
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Compliance Manager - Governance & Control

Konnekt

Published on 25 Aug 2021

Expired on 06 Nov 2021


Our client is seeking to recruit a Compliance Manager

Responsibilities:

  • Preparing and delivering a compliance monitoring plan across Wealth Management and the Investment Centres;
  • Acting as a point of reference on issues relating to Compliance, AML, governance and operational risk management, delivering training on regulatory issues when required to drive a compliance culture;
  • Maintaining the customer complaints and the regulatory breach register and following up accordingly by liaising with the Compliance units;
  • Assisting the team on tasks related to the creation and categorisation of securities, duties relating to transfers ins and monitoring of information;
  • Assisting with internal and external investigations, providing timely reports when required and conducting regular thematic and on-site compliance reviews within all areas falling under Wealth Management;
  • Cooperating and liaising with other departments and external stakeholders as may be necessary, in order to guide all areas belonging to Wealth management as required, particularly on regulatory and governance matters.

time
Full Time
Job Type
experience
Experienced (3 years +)
Experience Level
category
Compliance
Category
industry
Financial Services
Industry

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