Compliance Manager - Governance & Control - Compliance jobs in Malta - September 2021

Compliance Manager - Governance & Control

at

Konnekt
SALARY:
€32,000 to €39,000 / year
JOB TYPE: Full Time JOB LEVEL: Experienced (3 years +)
CATEGORY:
Compliance
EMPLOYER INDUSTRY: Financial Services

Our client is seeking to recruit a Compliance Manager

Responsibilities:

  • Preparing and delivering a compliance monitoring plan across Wealth Management and the Investment Centres;
  • Acting as a point of reference on issues relating to Compliance, AML, governance and operational risk management, delivering training on regulatory issues when required to drive a compliance culture;
  • Maintaining the customer complaints and the regulatory breach register and following up accordingly by liaising with the Compliance units;
  • Assisting the team on tasks related to the creation and categorisation of securities, duties relating to transfers ins and monitoring of information;
  • Assisting with internal and external investigations, providing timely reports when required and conducting regular thematic and on-site compliance reviews within all areas falling under Wealth Management;
  • Cooperating and liaising with other departments and external stakeholders as may be necessary, in order to guide all areas belonging to Wealth management as required, particularly on regulatory and governance matters.

Kindly submit your application directly to us using the 'Apply for Vacancy' button.

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