Compliance Executive

Our client, a Corporate service provider is seeking to recruit a Compliance Executive to join their Compliance team. The selected candidate will report to the MLRO and Compliance officer and have the following responsibilities:

• Carrying out internal reviews in relation to the company's procedures and policies and their implementation
• Assisting in the coordination of regulatory examinations
• Assisting in the management and development of the systems implemented by the department and ensuring their efficiency and effectiveness
• Assisting company employees with AML/CFT training as well as subject persons and other company clients 
• Overseeing of compliance processes and ensuring clients' files are reviewed and updated regularly 
• Supporting in the development of procedures and their applications, including reviews of customer due diligence files and the provision of guidance and advice 
• Record keeping, internal filing and external reports, client onboarding processes, carrying out due diligence and KYC checks on both prospective and current clients 
• Keeping abreast on any updates and developments in the regulations and related laws whilst ensuring these are communicated with the management and other team members 
• Maintaining the business risk assessment whilst reporting significant risks to the compliance officer, MLRO and senior management as directed
• Acting as the main point of internal contact for any compliance-related matters and responding to all reasonable requests
• Assisting the senior Management with the implementation of Compliance requirements and any other related query from a regulatory perspective 

• Minimum 1 year experience in a similar environment
• Excellent command of verbal and spoken English
• Good communication and time management skills
• Ability to work on own initiative and meet strict deadlines
• Excellent eye for detail

• Candidates possessing related qualifications will be given preference