Compliance Executive

Our client is seeking a Compliance Executive to join their team of professionals

Responsibilities:

• Managing a portfolio of clients by building an effective rapport with them
• Ensuring that a compliance plan is set out for each client and that the compliance plan is being followed;
• Maintain up-to-date risk assessment on all clients and ensuring this is being documented
• Ensuring that any compliance conditions are being adhered to and followed-up by the relevant compliance officers;
• Being the single point of contact (from a Compliance perspective), both internally and externally, in relation to the assigned portfolio of clients;
• Assisting in the training of staff in different facets and roles pertinent to regulatory compliance;
• Providing regular activity update to the Regulatory senior management team