Compliance Executive

Our client is seeking a Compliance Executive to join their team of professionals.

Responsibilities

• Assisting in the implementation and updating of policies, procedures and checklists
• Assisting in the preparation and provision of staff training
• Supporting the employees on regulatory queries including matters related to AML/CFT
• Assisting in the tackling of regulatory issues and interpretation of applicable legislation and/or regulations
• Supporting the Compliance Manager in the application of GDPR requirements
• Supporting the employees on matters pertaining to Data Protection in line with GDPR 
• Assisting in the preparation of Compliance Reports for Board of Director meetings
• Maintenance of compliance diaries and registers and coordinating World-Check screening process
• Analysis of jurisdictions and issuance of jurisdiction risk ratings for approval
• Carrying out sample-based compliance reviews, reporting findings and proposing action to be taken on findings
• Keeping up to date with legislative and regulatory issuances and preparing reports to be reviewed and approved

Education & Experience:

• You must be in possession of a law or finance degree.
• A minimum of 2 years prior experience in a financial services or similar working environment in Malta.
• A working knowledge of investment services or other financial services regulation.

Skills:

• Excellent communication skills in English and Maltese.
• You must be analytical, goal driven, having excellent time management skills.

Job Reference: FQ582