Compliance Manager at Calamatta Cuschieri Investment Services Ltd - Corporate services jobs in Malta - September 2020

Compliance Manager at Calamatta Cuschieri Investment Services Ltd

JOB TYPE: Full Time JOB LEVEL: Management
CATEGORY:
Corporate services

Calamatta Cuschieri Investment Services Ltd in Malta is looking to recruit a Compliance Manager to join their team on a full-time basis. The Compliance Manager is responsible to manage and guide the Compliance Team together with the Head of Compliance. He/She is responsible for ensuring the company is conducting its business in full compliance with all respective legislation and related rules and regulations. This will involve the creation, review and implementation of policies and procedures and best practices within the industry.

*Candidates applying must be living in Malta and have a valid work permit. 

Job Description:

  • Assist the Head of Compliance with the general day-to-day duties and the managing of the Compliance Department;
  • Act as designated MLRO on the absence of the latter;
  • Coach the Compliance team in the line of their duties and assist with staff regulatory training on an ongoing basis including vetting client profiles, ensuring all MIFID and AML/CFT regulatory requirements and CC standards are met;
  • Provide guidance and advice on legal and regulatory matters to various business lines including settlements of deceased estates and contractual agreements;
  • Ensure legal and regulatory documents are in line at all times with current directives and regulations;
  • Vetting of policies and legal documents, ensuring all regulatory requirements are satisfied;
  • Actively participate in the obligations of the Compliance Monitoring Programme of various licensed entities and drawing up the necessary reports in a timely manner and take an active role in the compliance reporting;
  • Screen customer complaints and provide legal support in complaints handling procedures;
  • Engage in continuous knowledge development regarding changes in rules and regulations;
  • Accept regulatory approved appointments in line with the business requirements;
  • Other duties as assigned by the Head of Compliance from time to time.


Requirements:
Knowledge, Experience & Education Requirements:

  • The ideal candidate should demonstrate an understanding of the investment services business and related conduct of business rules;
  • A degree in finance/legal studies and/or post-graduate qualification in compliance and AML;
  • A minimum of 3 years’ experience in a management role in a regulated financial services entity or with the local regulatory body;
  • Preference will be given to qualified candidates with industry experience;
  • Excellent written and oral skills in English;
  • Able to analyse situations for compliance and business risk, and implement solutions to address and mitigate such risk;
  • Possess a high moral character and professional integrity;
  • Meticulous attention to detail and highly accurate;
  • Holds good leadership skills.


Skills Requirements:

  • Excellent written and oral skills in English is mandatory while preference will be given to candidates who also possess excellent written and oral skills in Maltese;
  • Able to analyse situations for compliance and business risk, and implement solutions to address and mitigate such risk;
  • Possess a high moral character and professional integrity;
  • Meticulous attention to detail and highly accurate;
  • Holds good leadership skills.


*All Applications will be acknowledged and treated with maximum confidentiality.

*Reference: CCMT02520

Calamatta Cuschieri Investment Services Ltd:
Calamatta Cuschieri is Malta's leading financial services firm. The company pioneered the local industry in 1972 and offers a full range of services including Live Online Trading & Independent Investment Advice, Saving Plans, Investment Management Services & Discretionary Portfolio services.

Kindly submit your application directly to us using the 'Apply for Vacancy' button.

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