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Our client, a local renowned CSP is looking for a Compliance Executive who would be directly assisting and supporting the Head of Compliance and have the following responsibilities:
Carrying out relevant risk assessments in respect of the Company's operations and business to identify the Company's exposure to ML/TF risks and identifying measures through which such exposure can be mitigated
Setting up the company's AML/CFT, Compliance and Risk Management Programs, aimed at establishing the policies and procedures to be implemented by the company whilst continuously updating the said programs to ensure that they are in line with any developments which may take place
Delivering AML/CFT and other compliance related training to the company's employees
Preparing periodic AML/CFT and compliance reports for presentation to the Board of Directors
Acting as a point of contact and information for other departments in order to understand their needs and ensure that they are well equipped in order to execute their obligations in the Company's AML/CFT Program
Preparing external reports and returns to be submitted to the relevant regulatory authorities in line with the company's compliance and AML/CFT obligations
Ensuring that the Company's business operations are conducted in a manner which is compliant with the laws, regulations, and internal standards
Carrying out ongoing monitoring from an AML/CFT perspective on existing clients and when this is deemed to be necessary
Carrying out research on an ongoing basis into the relevant AML/CFT and other regulatory legislation which may be applicable to the company
Taking ownership of the company's Compliance Monitoring Program to ensure that all compliance obligations are being adhered to
Liaising with the relevant authority regarding any licensing and compliance related matters
Maintaining the Company's Key Operation Processes Manual up to date to ensure that this constantly reflects a fair view of the company
Assisting the MLRO and Head of Compliance with the day to day running of the department
Our client, a local renowned CSP is looking for a Compliance Executive who would be directly assisting and supporting the Head of Compliance and have the following responsibilities:
Carrying out relevant risk assessments in respect of the Company's operations and business to identify the Company's exposure to ML/TF risks and identifying measures through which such exposure can be mitigated
Setting up the company's AML/CFT, Compliance and Risk Management Programs, aimed at establishing the policies and procedures to be implemented by the company whilst continuously updating the said programs to ensure that they are in line with any developments which may take place
Delivering AML/CFT and other compliance related training to the company's employees
Preparing periodic AML/CFT and compliance reports for presentation to the Board of Directors
Acting as a point of contact and information for other departments in order to understand their needs and ensure that they are well equipped in order to execute their obligations in the Company's AML/CFT Program
Preparing external reports and returns to be submitted to the relevant regulatory authorities in line with the company's compliance and AML/CFT obligations
Ensuring that the Company's business operations are conducted in a manner which is compliant with the laws, regulations, and internal standards
Carrying out ongoing monitoring from an AML/CFT perspective on existing clients and when this is deemed to be necessary
Carrying out research on an ongoing basis into the relevant AML/CFT and other regulatory legislation which may be applicable to the company
Taking ownership of the company's Compliance Monitoring Program to ensure that all compliance obligations are being adhered to
Liaising with the relevant authority regarding any licensing and compliance related matters
Maintaining the Company's Key Operation Processes Manual up to date to ensure that this constantly reflects a fair view of the company
Assisting the MLRO and Head of Compliance with the day to day running of the department