Compliance Officer

Find Jobs

(job titles, keywords, category)
Add Location
KONNEKT Search & Selection
Recruitment Agency

Compliance Officer

Posted date | 13/02/2017 Closing date | 28/08/2017
Full Time Experienced 30,000-35,000
Regulatory Compliance

Our client operates within corporate and advisory services and are seeking to employ a Compliance Officer.

As a Compliance Officer, you will be reporting to the Compliance Manager and will be responsible for;


  • Ongoing monitoring and review of compliance reports
  • Monitoring, recording, and dealing with official complaints against the group accordingly
  • KYC checks on new and existing clients
  • The undertaking of Compliance audits in line with those identified through the Compliance Monitoring Programme
  • The regular review of financial promotions, marketing material, client report manuals (CRMs) and investment reports along with other relevant documents.
  • Preparation of regular and ad-hoc reports for senior management.


Experience & Education

  • A qualification in Compliance is required. Being in possession of a Certificate of Financial Advisors will be considered an asset.
  • A minimum of 4 years local previous experience in compliance within the financial services sector is required.
  • You must possess excellent communication skills in the English language. 


  • Excellent organisational skills
  • Excellent time management skills
  • Being a team player
  • Having a meticulous approach to work

MT 2868/17

Kindly submit your application directly to us using the 'Apply Now' button.


Corporate Services Jobs in Malta are related to ensuring that a company follows best practices with regards to legal and financial issues. Jobs in corporate services within this sector include Corporate Administration, Regulatory Compliance, Corporate Executive, Due Diligence / AML, MLRO, Residency & Citizenship, and Yachting & Shipping roles. Discover more corporate services jobs in Malta.